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British Columbia 2021
BCSC panel dismisses allegations that B.C. man and company committed market manipulation Securities Commission
News Release BCSC panel dismisses allegations that B.C. man and company committed market manipulation - Date: 2021-08-31 - Number: 2021/60 Vancouver – A panel of the British Columbia Securiti...
British Columbia 2021
Canadian securities administrators to host roundtable on ESG-related regulatory issues in asset management Securities Commission
News Release Canadian securities administrators to host roundtable on ESG-related regulatory issues in asset management - Date: 2021-08-25 - Number: 2021/59 TORONTO – The Canadian Securities ...
British Columbia 2021
Canadian securities regulators seek comments on proposal to harmonize the interpretation of the Primary Business Requirements Securities Commission
News Release Canadian securities regulators seek comments on proposal to harmonize the interpretation of the Primary Business Requirements - Date: 2021-08-12 - Number: 2021/58 Montreal and Toro...
British Columbia 2021
BCSC panel finds that Salmon Arm man and his company made misrepresentations and false or misleading statements to investors Securities Commission
News Release BCSC panel finds that Salmon Arm man and his company made misrepresentations and false or misleading statements to investors - Date: 2021-07-29 - Number: 2021/56 Vancouver – A Br...
British Columbia 2021
Canadian securities regulators to establish new single enhanced self-regulatory organization Securities Commission
News Release Canadian securities regulators to establish new single enhanced self-regulatory organization - Date: 2021-08-03 - Number: 2021/57 Vancouver and Toronto – The Canadian Securities ...
British Columbia 2021
Canadian securities regulators publish final amendments to enhance protection of older and vulnerable clients Securities Commission
News Release Canadian securities regulators publish final amendments to enhance protection of older and vulnerable clients - Date: 2021-07-15 - Number: 2021/52 Saint John and Toronto – The Ca...
British Columbia 2021
Securities regulators announce Canadian firm selected for cross-border testing Securities Commission
News Release Securities regulators announce Canadian firm selected for cross-border testing - Date: 2021-07-15 - Number: 2021/54 TORONTO – The Ontario Securities Commission (OSC), the Autorit...
British Columbia 2021
Canadian securities regulators issue warning about suspicious emails Securities Commission
News Release Canadian securities regulators issue warning about suspicious emails - Date: 2021-07-15 - Number: 2021/53 Montreal – The Canadian Securities Administrators (CSA) has been monitor...
British Columbia 2021
Securities regulators’ study reveals many Canadians unaware of the signs of financial elder abuse Securities Commission
News Release Securities regulators’ study reveals many Canadians unaware of the signs of financial elder abuse - Date: 2021-06-15 - Number: 2021/42 Initiatives launched across Canada to raise...
British Columbia 2021
Joint Forum of Financial Market Regulators engages with industry and investor groups on investment fee transparency Securities Commission
News Release Joint Forum of Financial Market Regulators engages with industry and investor groups on investment fee transparency - Date: 2021-06-14 - Number: 2021/41 Montreal – The Joint Foru...
British Columbia 2021
CSA Investor Alert: Investment scams imitating well-known financial brands Securities Commission
News Release CSA Investor Alert: Investment scams imitating well-known financial brands - Date: 2021-05-31 - Number: 2021/40 Toronto– The Canadian Securities Administrators (CSA) is warning t...
British Columbia 2021
Canadian securities regulators publish final rule for non-GAAP and other financial measures Securities Commission
News Release Canadian securities regulators publish final rule for non-GAAP and other financial measures - Date: 2021-05-27 - Number: 2021/38 Calgary and Montreal – The Canadian Securities Ad...
British Columbia 2021
BCSC alleges that Vancouver man and company defrauded investor of $1.75 million Securities Commission
News Release BCSC alleges that Vancouver man and company defrauded investor of $1.75 million - Date: 2021-05-27 - Number: 2021/39 Vancouver – The British Columbia Securities Commission (BCSC)...
British Columbia 2021
BCSC tackles stock promotions with proposal for greater disclosure Securities Commission
News Release BCSC tackles stock promotions with proposal for greater disclosure - Date: 2021-05-26 - Number: 2021/37 Vancouver – Promotions of companies with a connection to British Columbia ...
British Columbia 2021
Canadian securities regulators seek comment on proposal to streamline continuous disclosure requirements Securities Commission
News Release Canadian securities regulators seek comment on proposal to streamline continuous disclosure requirements - Date: 2021-05-20 - Number: 2021/36 Calgary and Toronto – The Canadian S...
British Columbia 2021
Canadian securities regulators to hold upcoming consultations on broader diversity in corporate leadership Securities Commission
News Release Canadian securities regulators to hold upcoming consultations on broader diversity in corporate leadership - Date: 2021-05-19 - Number: 2021/35 Montreal –The Canadian Securities ...
British Columbia 2021
Vancouver man charged with criminal fraud and theft Securities Commission
News Release Vancouver man charged with criminal fraud and theft - Date: 2021-05-18 - Number: 2021/34 Vancouver – A Vancouver man has been charged with criminal fraud and theft after an inves...
British Columbia 2021
CSA Investor Alert: Investment scam involving Fidelity Investments Securities Commission
News Release CSA Investor Alert: Investment scam involving Fidelity Investments - Date: 2021-05-17 - Number: 2021/33 Toronto– The Canadian Securities Administrators (CSA) is warning the publi...
British Columbia 2021
CSA and IIROC issue reminder of the implementation date for mandatory transparency requirements related to debt securities Securities Commission
News Release CSA and IIROC issue reminder of the implementation date for mandatory transparency requirements related to debt securities - Date: 2021-05-13 - Number: 2021/32 TORONTO - The Canadi...
British Columbia 2021
BCSC settles with Burnaby man who engaged in unregistered activity Securities Commission
News Release BCSC settles with Burnaby man who engaged in unregistered activity - Date: 2021-05-06 - Number: 2021/31 Vancouver – A Burnaby resident [who committed](/enforcement/administrative...
British Columbia 2021
BCSC issues halt trade order on Valorem Resources Inc. after unsubstantiated claims online Securities Commission
News Release BCSC issues halt trade order on Valorem Resources Inc. after unsubstantiated claims online - Date: 2021-04-30 - Number: 2021/30 Vancouver – The British Columbia Securities Commis...
British Columbia 2021
Canadian securities regulators establish regulatory regime for financial benchmarks Securities Commission
News Release Canadian securities regulators establish regulatory regime for financial benchmarks - Date: 2021-04-29 - Number: 2021/27 Toronto - The securities regulatory authorities of British ...
British Columbia 2021
BCSC alleges that Lower Mainland residents and their companies acted contrary to public interest Securities Commission
News Release BCSC alleges that Lower Mainland residents and their companies acted contrary to public interest - Date: 2021-04-29 - Number: 2021/29 Vancouver –The British Columbia Securities C...
British Columbia 2021
The Canadian Securities Administrators renew terms of Chair and Vice-Chair to 2022 Securities Commission
News Release The Canadian Securities Administrators renew terms of Chair and Vice-Chair to 2022 - Date: 2021-04-01 - Number: 2021/20 Montreal – The Canadian Securities Administrators (CSA) to...
British Columbia 2021
Driving privileges at risk for those who don’t pay BCSC penalties Securities Commission
News Release Driving privileges at risk for those who don’t pay BCSC penalties - Date: 2021-03-31 - Number: 2021/18 Vancouver – The British Columbia Securities Commission (BCSC or Commissio...
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