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- Securities Commission (421)
2022
Canadian securities regulators to host roundtable on the proposed Derivatives Business Conduct Rule
British Columbia
Securities Commission
News Release Canadian securities regulators to host roundtable on the proposed Derivatives Business Conduct Rule - Date: 2022-08-12 - Number: 2022/57 TORONTO – The Canadian Securities Adminis...
2022
Canadian securities regulators to host roundtable on the proposed Derivatives Business Conduct Rule
Ontario
Securities Commission
For Immediate Release [CSA](/en/news-events/news-releases?category%5B5041%5D=5041) August 12, 2022 TORONTO – The Canadian Securities Administrators (CSA) today announced it will host a virtual rou...
2022
B.C. Court of Appeal says bankruptcy can’t erase millions in monetary sanctions
British Columbia
Securities Commission
News Release B.C. Court of Appeal says bankruptcy can’t erase millions in monetary sanctions - Date: 2022-08-11 - Number: 2022/56 Vancouver – The province’s highest court has ruled that a...
2022
BCSC settles with mining company and North Vancouver man for failing to disclose that an advertorial and social media posts were issued on company’s behalf
British Columbia
Securities Commission
News Release BCSC settles with mining company and North Vancouver man for failing to disclose that an advertorial and social media posts were issued on company’s behalf - Date: 2022-08-05 - Num...
2022
For Immediate Release [OSC](/en/news-events/news-releases?category%5B5036%5D=5036) [Enforcement](/en/news-events/news-releases?category%5B7526%5D=7526) August 2, 2022 TORONTO – The Ontario Securit...
2022
BCSC alleges misrepresentation by blockchain technology investment company and three officers
British Columbia
Securities Commission
News Release BCSC alleges misrepresentation by blockchain technology investment company and three officers - Date: 2022-07-28 - Number: 2022/54 Vancouver – The British Columbia Securities Com...
2022
Alberta and Saskatchewan securities regulators expand the self-certified investor prospectus exemption to facilitate investment
Ontario
Securities Commission
For Immediate Release [CSA](/en/news-events/news-releases?category%5B5041%5D=5041) July 28, 2022 Calgary – The Alberta Securities Commission (ASC) and the Financial and Consumer Affairs Authority ...
2022
Radhakrishna Namburi charged with Securities Act offences targeting Telugu-speaking community
Ontario
Securities Commission
For Immediate Release [OSC](/en/news-events/news-releases?category%5B5036%5D=5036) [Enforcement](/en/news-events/news-releases?category%5B7526%5D=7526) July 26, 2022 TORONTO - The Ontario Securities...
2022
BCSC revises freeze orders against individuals and companies alleged to have engaged in insider trading
British Columbia
Securities Commission
News Release BCSC revises freeze orders against individuals and companies alleged to have engaged in insider trading - Date: 2022-07-25 - Number: 2022/53 Vancouver – The British Columbia Secu...
2022
BCSC reprimands Bank of Montreal for lax supervision of securities transfer guarantees
British Columbia
Securities Commission
News Release BCSC reprimands Bank of Montreal for lax supervision of securities transfer guarantees - Date: 2022-07-20 - Number: 2022/51 Vancouver – The British Columbia Securities Commission...
2022
B.C. sees continued growth in market capitalization and capital-raising
British Columbia
Securities Commission
News Release B.C. sees continued growth in market capitalization and capital-raising - Date: 2022-07-20 - Number: 2022/52 Vancouver – The total market value of British Columbia’s public com...
2022
For Immediate Release [OSC](/en/news-events/news-releases?category%5B5036%5D=5036) July 19, 2022 TORONTO – The Ontario Securities Commission (OSC) today announced the membership of an [Advisory Co...
2022
News Release CSA announces establishment of new Investor Advisory Panel - Date: 2022-07-14 - Number: 2022/50 Montréal – The Canadian Securities Administrators (CSA) is pleased to announce th...
2022
For Immediate Release [CSA](/en/news-events/news-releases?category%5B5041%5D=5041) July 14, 2022 Montréal – The Canadian Securities Administrators (CSA) is pleased to announce the establishment o...
2022
For Immediate Release [OSC](/en/news-events/news-releases?category%5B5036%5D=5036) [Enforcement](/en/news-events/news-releases?category%5B7526%5D=7526) July 12, 2022 TORONTO - The Ontario Securities...
2022
BCSC settles with software company and North Vancouver man for failing to disclose that advertorials and social media posts were issued on company’s behalf
British Columbia
Securities Commission
News Release BCSC settles with software company and North Vancouver man for failing to disclose that advertorials and social media posts were issued on company’s behalf - Date: 2022-07-07 - Num...
2022
BCSC settles with Victoria wealth manager who conducted business without registration
British Columbia
Securities Commission
News Release BCSC settles with Victoria wealth manager who conducted business without registration - Date: 2022-07-07 - Number: 2022/48 Vancouver – A Victoria man who held senior roles at a p...
2022
For Immediate Release [OSC](/en/news-events/news-releases?category%5B5036%5D=5036) [IAP](/en/news-events/news-releases?category%5B5061%5D=5061) July 7, 2022 TORONTO – The Investor Advisory Panel (...
2022
BCSC levels allegations against advisor, firm and compliance officer for unsuitable investment recommendations and record-keeping violations
British Columbia
Securities Commission
News Release BCSC levels allegations against advisor, firm and compliance officer for unsuitable investment recommendations and record-keeping violations - Date: 2022-07-05 - Number: 2022/47 Va...
2022
Canadian securities regulators extend comment period on mineral disclosure consultation
British Columbia
Securities Commission
News Release Canadian securities regulators extend comment period on mineral disclosure consultation - Date: 2022-06-30 - Number: 2022/46 Vancouver and Montreal – The Canadian Securities Admi...
2022
Canadian securities regulators extend comment period on mineral disclosure consultation
Ontario
Securities Commission
For Immediate Release [CSA](/en/news-events/news-releases?category%5B5041%5D=5041) June 30, 2022 Vancouver and Montreal – The Canadian Securities Administrators (CSA) is extending the comment peri...
2022
CSA 2021-2022 Enforcement Report highlights Canadian securities regulators’ actions to pursue wrongdoing and hold securities law violators accountable
British Columbia
Securities Commission
News Release CSA 2021-2022 Enforcement Report highlights Canadian securities regulators’ actions to pursue wrongdoing and hold securities law violators accountable - Date: 2022-06-29 - Number: ...
2022
CSA 2021-2022 Enforcement Report highlights Canadian securities regulators’ actions to pursue wrongdoing and hold securities law violators accountable
Ontario
Securities Commission
For Immediate Release [CSA](/en/news-events/news-releases?category%5B5041%5D=5041) [Enforcement](/en/news-events/news-releases?category%5B7526%5D=7526) June 29, 2022 Wide-ranging actions included di...
2022
For Immediate Release [OSC](/en/news-events/news-releases?category%5B5036%5D=5036) June 28, 2022 TORONTO – The Ontario Securities Commission (OSC) today published an updated [Service Commitment](h...
2022
News Release Andrew J. Kriegler to lead Canada’s new SRO - Date: 2022-06-27 - Number: 2022/44 Vancouver and Toronto – The Canadian Securities Administrators (CSA) announced today that the I...