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Alberta 2021
Alberta and Saskatchewan securities regulators adopt new small business financing prospectus exemption Securities Commission
Alberta and Saskatchewan securities regulators adopt new small business financing prospectus exemption Aug 31, 2021 Calgary – The Alberta Securities Commission (ASC) and the Financial and Consumer...
Alberta 2021
Alberta and Saskatchewan securities regulators adopt new small business financing prospectus exemption Securities Commission
Alberta and Saskatchewan securities regulators adopt new small business financing prospectus exemption Sep 01, 2021 Calgary – The Alberta Securities Commission (ASC) and the Financial and Consumer...
British Columbia 2021
BCSC panel dismisses allegations that B.C. man and company committed market manipulation Securities Commission
News Release BCSC panel dismisses allegations that B.C. man and company committed market manipulation - Date: 2021-08-31 - Number: 2021/60 Vancouver – A panel of the British Columbia Securiti...
British Columbia 2021
Canadian securities administrators to host roundtable on ESG-related regulatory issues in asset management Securities Commission
News Release Canadian securities administrators to host roundtable on ESG-related regulatory issues in asset management - Date: 2021-08-25 - Number: 2021/59 TORONTO – The Canadian Securities ...
Alberta 2021
Canadian securities administrators to host roundtable on ESG-related regulatory issues in asset management Securities Commission
Canadian securities administrators to host roundtable on ESG-related regulatory issues in asset management Aug 25, 2021 TORONTO – The Canadian Securities Administrators (CSA) today announced that ...
Ontario 2021
Canadian securities administrators to host roundtable on ESG-related regulatory issues in asset management Securities Commission
For Immediate Release [CSA](/en/news-events/news-releases?category%5B5041%5D=5041) August 25, 2021 TORONTO – The Canadian Securities Administrators (CSA) today announced that it will host a virtua...
British Columbia 2021
Canadian securities regulators seek comments on proposal to harmonize the interpretation of the Primary Business Requirements Securities Commission
News Release Canadian securities regulators seek comments on proposal to harmonize the interpretation of the Primary Business Requirements - Date: 2021-08-12 - Number: 2021/58 Montreal and Toro...
British Columbia 2021
BCSC panel finds that Salmon Arm man and his company made misrepresentations and false or misleading statements to investors Securities Commission
News Release BCSC panel finds that Salmon Arm man and his company made misrepresentations and false or misleading statements to investors - Date: 2021-07-29 - Number: 2021/56 Vancouver – A Br...
British Columbia 2021
Canadian securities regulators to establish new single enhanced self-regulatory organization Securities Commission
News Release Canadian securities regulators to establish new single enhanced self-regulatory organization - Date: 2021-08-03 - Number: 2021/57 Vancouver and Toronto – The Canadian Securities ...
Alberta 2021
ASC finds Edmonton businessman guilty of fraud Securities Commission
ASC finds Edmonton businessman guilty of fraud Aug 16, 2021 CALGARY – August 16, 2021 – The Alberta Securities Commission (ASC) has issued a decision finding that New Wave Innovations Ltd., 1111...
Alberta 2021
ASC sanctions Ashmit Patel, Zulfikar Rashid and Kilimanjaro Capital Ltd. for market manipulation Securities Commission
ASC sanctions Ashmit Patel, Zulfikar Rashid and Kilimanjaro Capital Ltd. for market manipulation Aug 18, 2021 CALGARY – August 18, 2021 – The Alberta Securities Commission (ASC) has sanctioned A...
Alberta 2021
Canadian securities regulators propose streamlined capital raising option for Canadian-listed issuers Securities Commission
Canadian securities regulators propose streamlined capital raising option for Canadian-listed issuers Jul 28, 2021 Vancouver – The Canadian Securities Administrators (CSA) is proposing to introduc...
Alberta 2021
Canadian securities regulators to establish new single enhanced self-regulatory organization Securities Commission
Canadian securities regulators to establish new single enhanced self-regulatory organization Aug 03, 2021 The new SRO, as described in today’s publication of [CSA Position Paper 25-404 New Self-Re...
Alberta 2021
Canadian securities regulators seek comments on proposal to harmonize the interpretation of the Primary Business Requirements Securities Commission
Canadian securities regulators seek comments on proposal to harmonize the interpretation of the Primary Business Requirements Aug 12, 2021 Montreal and Toronto – The Canadian Securities Administra...
Ontario 2021
OSC takes action against fourth non-compliant international crypto asset trading platform Securities Commission
For Immediate Release [OSC](/en/news-events/news-releases?category%5B5036%5D=5036) August 19, 2021 TORONTO – The Ontario Securities Commission (OSC) today published a [Statement of Allegations](ht...
Ontario 2021
OSC publishes Summary Report for Dealers, Advisers and Investment Fund Managers Securities Commission
For Immediate Release [OSC](/en/news-events/news-releases?category%5B5036%5D=5036) August 10, 2021 TORONTO – The Ontario Securities Commission (OSC) today published its summary [report](/en/securi...
Ontario 2021
Canadian securities regulators seek comments on proposal to harmonize the interpretation of the Primary Business Requirements Securities Commission
For Immediate Release [CSA](/en/news-events/news-releases?category%5B5041%5D=5041) August 12, 2021 Montreal and Toronto – The Canadian Securities Administrators (CSA) is proposing clarifications t...
Ontario 2021
OSC publishes Summary Report for Dealers, Advisors and Investment Fund Managers Securities Commission
For Immediate Release [OSC](/en/news-events/news-releases?category%5B5036%5D=5036) August 10, 2021 TORONTO – The Ontario Securities Commission (OSC) today published its summary [report](/en/securi...
Ontario 2021
Canadian securities regulators to establish new single enhanced self-regulatory organization Securities Commission
For Immediate Release [CSA](/en/news-events/news-releases?category%5B5041%5D=5041) August 3, 2021 Vancouver and Toronto – The Canadian Securities Administrators (CSA) today announced its plan to c...
Ontario 2021
Canadian securities regulators propose streamlined capital raising option for Canadian-listed issuers Securities Commission
For Immediate Release [CSA](/en/news-events/news-releases?category%5B5041%5D=5041) July 28, 2021 Vancouver – The Canadian Securities Administrators (CSA) is proposing to introduce a new prospectus...
Ontario 2021
OSC publishes guidance on enforcement investigations and document production Securities Commission
For Immediate Release [OSC](/en/news-events/news-releases?category%5B5036%5D=5036) July 23, 2021 TORONTO – The Ontario Securities Commission (OSC) today published guidance to assist individuals an...
British Columbia 2021
Canadian securities regulators publish final amendments to enhance protection of older and vulnerable clients Securities Commission
News Release Canadian securities regulators publish final amendments to enhance protection of older and vulnerable clients - Date: 2021-07-15 - Number: 2021/52 Saint John and Toronto – The Ca...
British Columbia 2021
Securities regulators announce Canadian firm selected for cross-border testing Securities Commission
News Release Securities regulators announce Canadian firm selected for cross-border testing - Date: 2021-07-15 - Number: 2021/54 TORONTO – The Ontario Securities Commission (OSC), the Autorit...
British Columbia 2021
Canadian securities regulators issue warning about suspicious emails Securities Commission
News Release Canadian securities regulators issue warning about suspicious emails - Date: 2021-07-15 - Number: 2021/53 Montreal – The Canadian Securities Administrators (CSA) has been monitor...
Alberta 2021
Canadian securities regulators issue warning about suspicious emails Securities Commission
Canadian securities regulators issue warning about suspicious emails Jul 15, 2021 Montreal – The Canadian Securities Administrators (CSA) has been monitoring its systems for unusual activities aft...
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