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British Columbia 2021
CSA and IIROC issue reminder of the implementation date for mandatory transparency requirements related to debt securities Securities Commission
News Release CSA and IIROC issue reminder of the implementation date for mandatory transparency requirements related to debt securities - Date: 2021-05-13 - Number: 2021/32 TORONTO - The Canadi...
Alberta 2021
CSA and IIROC issue reminder of the implementation date for mandatory transparency requirements related to debt securities Securities Commission
CSA and IIROC issue reminder of the implementation date for mandatory transparency requirements related to debt securities May 13, 2021 TORONTO - The Canadian Securities Administrators (CSA) and the...
Ontario 2021
CSA and IIROC issue reminder of the implementation date for mandatory transparency requirements related to debt securities Securities Commission
For Immediate Release [CSA](/en/news-events/news-releases?category%5B5041%5D=5041) May 13, 2021 TORONTO - The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organiza...
Ontario 2021
OSC to implement ban on deferred sales charge option, harmonizing rule across Canada Securities Commission
For Immediate Release [OSC](/en/news-events/news-releases?category%5B5036%5D=5036) May 7, 2021 TORONTO – The Ontario Securities Commission (OSC) is moving to [ban deferred sales charges](/en/secur...
British Columbia 2021
BCSC settles with Burnaby man who engaged in unregistered activity Securities Commission
News Release BCSC settles with Burnaby man who engaged in unregistered activity - Date: 2021-05-06 - Number: 2021/31 Vancouver – A Burnaby resident [who committed](/enforcement/administrative...
Ontario 2021
OSC’s Investor Advisory Panel Releases 2020 Annual Report Securities Commission
For Immediate Release [IAP](/en/news-events/news-releases?category%5B5061%5D=5061) May 6, 2021 TORONTO – The Investor Advisory Panel (the IAP) today released its [2020 Annual Report](https://www.o...
Ontario 2021
Court appoints PricewaterhouseCoopers Inc. to manage affairs of Bridging Finance Inc. Securities Commission
For Immediate Release [OSC](/en/news-events/news-releases?category%5B5036%5D=5036) [Before the Court](/en/news-events/news-releases?category%5B5051%5D=5051) May 1, 2021 TORONTO – The Ontario Super...
British Columbia 2021
BCSC issues halt trade order on Valorem Resources Inc. after unsubstantiated claims online Securities Commission
News Release BCSC issues halt trade order on Valorem Resources Inc. after unsubstantiated claims online - Date: 2021-04-30 - Number: 2021/30 Vancouver – The British Columbia Securities Commis...
British Columbia 2021
Canadian securities regulators establish regulatory regime for financial benchmarks Securities Commission
News Release Canadian securities regulators establish regulatory regime for financial benchmarks - Date: 2021-04-29 - Number: 2021/27 Toronto - The securities regulatory authorities of British ...
British Columbia 2021
BCSC alleges that Lower Mainland residents and their companies acted contrary to public interest Securities Commission
News Release BCSC alleges that Lower Mainland residents and their companies acted contrary to public interest - Date: 2021-04-29 - Number: 2021/29 Vancouver –The British Columbia Securities C...
Alberta 2021
Canadian securities regulators seek comment on proposed framework for commodity benchmarks Securities Commission
Canadian securities regulators seek comment on proposed framework for commodity benchmarks Apr 29, 2021 Calgary – The securities regulatory authorities of British Columbia, Alberta, Saskatchewan, ...
Alberta 2021
Canadian securities regulators establish regulatory regime for financial benchmarks Securities Commission
Canadian securities regulators establish regulatory regime for financial benchmarks Apr 29, 2021 The securities regulatory authorities of British Columbia, Alberta, Saskatchewan, Ontario, Québec, N...
Ontario 2021
Canadian securities regulators establish regulatory regime for financial benchmarks Securities Commission
For Immediate Release [CSA](/en/news-events/news-releases?category%5B5041%5D=5041) April 29, 2021 Toronto – The securities regulatory authorities of British Columbia, Alberta, Saskatchewan, Ontari...
Ontario 2021
Canadian securities regulators seek comment on proposed framework for commodity benchmarks Securities Commission
For Immediate Release [CSA](/en/news-events/news-releases?category%5B5041%5D=5041) April 29, 2021 Calgary – The securities regulatory authorities of British Columbia, Alberta, Saskatchewan, Ontari...
Ontario 2021
OSC Investor Alert: Sunil Tulsiani Securities Commission
For Immediate Release [OSC](/en/news-events/news-releases?category%5B5036%5D=5036) [Investor Alert](/en/news-events/news-releases?category%5B5046%5D=5046) April 26, 2021 TORONTO – The Ontario Secu...
Alberta 2021
Canadian securities regulators on track to publish final amendments to enhance protection of older and vulnerable clients Securities Commission
Canadian securities regulators on track to publish final amendments to enhance protection of older and vulnerable clients Apr 15, 2021 Toronto and Saint John – The Canadian Securities Administrato...
Ontario 2021
Quick rise of do-it-yourself investing explored by OSC study Securities Commission
For Immediate Release [OSC](/en/news-events/news-releases?category%5B5036%5D=5036) April 21, 2021 TORONTO – The Ontario Securities Commission (OSC) today published a new [study](https://www.osc.go...
Ontario 2021
Canadian securities regulators on track to publish final amendments to enhance protection of older and vulnerable clients Securities Commission
For Immediate Release [CSA](/en/news-events/news-releases?category%5B5041%5D=5041) April 15, 2021 Toronto and Saint John – The Canadian Securities Administrators (CSA) is on track to publish the f...
Ontario 2021
OSC study finds pandemic has significant impact on retail investors Securities Commission
For Immediate Release [OSC](/en/news-events/news-releases?category%5B5036%5D=5036) April 12, 2021 TORONTO – The Ontario Securities Commission (OSC) today released a new [study](https://www.osc.gov...
British Columbia 2021
The Canadian Securities Administrators renew terms of Chair and Vice-Chair to 2022 Securities Commission
News Release The Canadian Securities Administrators renew terms of Chair and Vice-Chair to 2022 - Date: 2021-04-01 - Number: 2021/20 Montreal – The Canadian Securities Administrators (CSA) to...
Alberta 2021
The Canadian Securities Administrators renew terms of Chair and Vice-Chair to 2022 Securities Commission
The Canadian Securities Administrators renew terms of Chair and Vice-Chair to 2022 Apr 01, 2021 Montreal – The Canadian Securities Administrators (CSA) today announced the renewal of the terms of ...
Ontario 2021
The Canadian Securities Administrators renew terms of Chair and Vice-Chair to 2022 Securities Commission
For Immediate Release [CSA](/en/news-events/news-releases?category%5B5041%5D=5041) April 1, 2021 Montreal – The Canadian Securities Administrators (CSA) today announced the renewal of the terms of...
Ontario 2021
OSC Charges Stephan Katmarian with Securities Act Offences Securities Commission
For Immediate Release [OSC](/en/news-events/news-releases?category%5B5036%5D=5036) [Before the Court](/en/news-events/news-releases?category%5B5051%5D=5051) April 1, 2021 TORONTO – The Ontario Sec...
British Columbia 2021
Driving privileges at risk for those who don’t pay BCSC penalties Securities Commission
News Release Driving privileges at risk for those who don’t pay BCSC penalties - Date: 2021-03-31 - Number: 2021/18 Vancouver – The British Columbia Securities Commission (BCSC or Commissio...
British Columbia 2021
BCSC wins two legal victories in efforts to collect financial sanctions Securities Commission
News Release BCSC wins two legal victories in efforts to collect financial sanctions - Date: 2021-03-31 - Number: 2021/19 Vancouver – The British Columbia Securities Commission (BCSC) has won...
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