198 result(s) found.


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British Columbia 2021
News Release Canadian securities regulators outline disclosure expectations for reporting issuers dealing in crypto assets - Date: 2021-03-11 - Number: 2021/16 Toronto – The Canadian Securiti...
British Columbia 2021
News Release Canadian securities regulators remind investors to do their research during Fraud Prevention Month - Date: 2021-03-09 - Number: 2021/15 Calgary – The Canadian Securities Administ...
British Columbia 2021
News Release Younger, FOMO-inclined adults view social media as source for investment tips - Date: 2021-03-03 - Number: 2021/14 Vancouver – Younger adults and those who experience the fear of...
Alberta 2021
ASC alleges Calgary resident Tinashe Nyadongo and Future Growth Investments breached Alberta securities laws Mar 18, 2021 CALGARY – March 18, 2021 - The Alberta Securities Commission (ASC) has iss...
Alberta 2021
Jim Can and Charles Miller permanently banned from Alberta’s capital market Mar 18, 2021 CALGARY – March 18, 2021 – The Alberta Securities Commission (ASC) has sanctioned Cem (Jim) Can, Charle...
Alberta 2021
Canadian securities regulators outline disclosure expectations for reporting issuers dealing in crypto assets Mar 11, 2021 Toronto – The Canadian Securities Administrators (CSA) today published [g...
Alberta 2021
ASC releases 2020 update of Women on Boards data Mar 10, 2021 CALGARY – March 10, 2021 – The Alberta Securities Commission (ASC) today participated in the publication of [CSA Multilateral Staff ...
Alberta 2021
Canadian securities regulators publish sixth review regarding women on boards and in executive officer positions Mar 10, 2021 Toronto – Securities regulatory authorities in Alberta, Manitoba, New ...
Alberta 2021
Canadian securities regulators remind investors to do their research during Fraud Prevention Month Mar 09, 2021 Calgary – The Canadian Securities Administrators (CSA) has launched a digital campai...
Alberta 2021
Alberta Securities Commission aims to educate young Albertans with #TakeSomeTime Campaign Mar 01, 2021 Uncertain economy and more time online are making young Albertans more vulnerable to fraud CAL...
Alberta 2021
Canadian securities regulators publish findings of COVID-19 disclosure review Feb 25, 2021 Toronto – The Canadian Securities Administrators (CSA) today published [key findings](/-/media/ASC-Docume...
Alberta 2021
Canadian securities regulators on track to publish recommendations on self-regulatory organization framework Feb 22, 2021 Toronto – The Canadian Securities Administrators (CSA) is on track to rele...
Alberta 2021
Canadian securities regulators respond to the Modernization Taskforce Final Report and encourage a harmonized regulatory system that protects investors and reduces unnecessary burden Feb 12, 2021 On...
Alberta 2021
ASC sanctions Kenton Roy Rustulka for breaching Alberta securities laws Feb 09, 2021 CALGARY – February 9, 2021 – The Alberta Securities Commission (ASC) has sanctioned Kenton Roy Rustulka for b...
Alberta 2021
Canadian securities regulators warn public about trading scam using fake accreditation Feb 04, 2021 Calgary – The Canadian Securities Administrators (CSA) is warning the public about a trading sca...
Alberta 2021
ASC finds Ashmit Patel, Zulfikar Rashid and Kilimanjaro Capital Ltd. liable for market manipulation Feb 04, 2021 CALGARY – February 4, 2021 – The Alberta Securities Commission (ASC) has issued a...
Alberta 2021
Canadian securities regulators propose to modernize registration information requirements, clarify outside activity reporting and update filing deadlines Feb 04, 2021 Toronto – The Canadian Securi...
Alberta 2021
ASC dismisses appeal by Daniel Phillipus Botha from MFDA disciplinary decision Feb 03, 2021 CALGARY – February 3, 2021 – The Alberta Securities Commission (ASC) dismissed Daniel Phillipus Botha...
Alberta 2021
Joint statement from the Canadian Securities Administrators and the Investment Industry Regulatory Organization of Canada on the Recent Market Volatility Feb 01, 2021 TORONTO - The Canadian Securiti...
Alberta 2021
Canadian securities regulators provide additional proficiency options for distributing alternative mutual funds Jan 28, 2021 The Canadian Securities Administrators (CSA) today issued [blanket relief...
Alberta 2021
Alberta Securities Commission Highlights Top Investment Risks for 2021 Jan 07, 2021 COVID-19 pandemic related scams on the rise CALGARY – As Albertans set their financial intentions for the year ...
Alberta 2021
Canadian securities regulators publish guidance on automatic securities disposition plans Dec 10, 2020 Montreal and Toronto - The Canadian Securities Administrators (CSA) today published [guidance](...
Alberta 2021
Saint Jean Carbon Inc. settles with the ASC for misleading disclosure Dec 08, 2020 CALGARY - The Alberta Securities Commission (ASC) has concluded a Settlement Agreement with Saint Jean Carbon Inc.,...
Alberta 2021
ASC reciprocates order against Frederick Alexander DaSilva Dec 04, 2020 CALGARY – The Alberta Securities Commission (ASC) has reciprocated a judgment from the United States District Court for the ...
Alberta 2021
John Evans consents to termination as a registrant Dec 04, 2020 CALGARY – The Alberta Securities Commission (ASC) has terminated the registration of John Evans after receiving his voluntary consen...