198 result(s) found.


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Alberta 2021
Canadian securities regulators seek comment on activist short selling Dec 03, 2020 Toronto – The Canadian Securities Administrators (CSA) today published a [consultation paper](/-/media/ASC-Docume...
Alberta 2021
Canadian securities regulators outline recent developments on interest rate benchmarks Nov 26, 2020 Toronto – The Canadian Securities Administrators (CSA) today published a staff notice to ensure ...
Alberta 2021
Alberta and Saskatchewan securities regulators seek comment on proposed new exemption designed to facilitate access to capital Nov 20, 2020 Calgary – The Alberta Securities Commission (ASC) and th...
Alberta 2021
ASC reciprocates criminal fraud conviction against Timothy Ray Carruthers Nov 19, 2020 CALGARY – The Alberta Securities Commission (ASC) issued an order permanently prohibiting Timothy Ray Carruth...
Alberta 2021
Canadian securities regulators provide guidance to issuers on reporting impact of COVID-19 Oct 29, 2020 Toronto – The Canadian Securities Administrators (CSA) published its [biennial report](/-/me...
Alberta 2021
OSC, ASC and AMF invite businesses to participate in cross-border testing Oct 29, 2020 TORONTO – The Ontario Securities Commission (OSC), Alberta Securities Commission (ASC) and Autorité des marc...
Alberta 2021
Canadian Securities Administrators 2020 Investor Index Oct 28, 2020 Canadians’ self-reported risk tolerance has remained relatively unchanged since 2017, despite a rapidly changing economic enviro...
Alberta 2021
Michael Francis O’Brien's appeal to ASC from IIROC disciplinary decision allowed in part Oct 19, 2020 CALGARY – The Alberta Securities Commission (ASC) allowed, in part, Michael Francis O'Brien'...
Alberta 2021
ASC finds that Nicholas John Felgate breached Alberta securities laws Oct 09, 2020 CALGARY – The Alberta Securities Commission (ASC) has found that Nicholas John Felgate breached Alberta securitie...
Alberta 2021
New CSA report highlights investor education in turbulent times Oct 01, 2020 Montreal — Educating investors on weathering volatile markets and avoiding scams are recurring themes in the Canadian S...
Alberta 2021
ASC Connect 2020 brings together government and industry leaders for insightful conversations on Alberta’s plan for recovery Sep 29, 2020 CALGARY – The Alberta Securities Commission (ASC) today ...
Alberta 2021
Canadian Securities Regulators Publish Liquidity Risk Management Guidance for Investment Fund Managers Sep 18, 2020 Toronto – The Canadian Securities Administrators (CSA) today published [guidance...
Alberta 2021
Canadian securities regulators propose changes to the offering memorandum prospectus exemption Sep 17, 2020 Calgary and Vancouver - The Canadian Securities Administrators (CSA) today published for c...
Alberta 2021
Canadian securities regulators adopt ban on trailing commissions for order-execution-only dealers Sep 17, 2020 Toronto –The Canadian Securities Administrators (CSA) today adopted [final rules](/-/...
Alberta 2021
Canadian securities regulators provide update on timing of annual report on women on boards and in executive officer positions Sep 15, 2020 Toronto – The securities regulatory authorities in Alber...
Alberta 2021
U.S.-based public company Perpetual Industries Inc. settles with the ASC Sep 14, 2020 CALGARY – The Alberta Securities Commission (ASC) has concluded a Compliance Settlement Agreement with Perpetu...
Alberta 2021
Former public company CEO, Gordon John Reykdal, admits to misleading disclosure by Cash Store Financial Services Inc. Sep 08, 2020 CALGARY – The Alberta Securities Commission (ASC) has concluded a...
Alberta 2021
Shaun Wayne Howell sentenced to two years’ imprisonment for fraud Sep 03, 2020 CALGARY – The Alberta Securities Commission (ASC) and the Alberta RCMP announced today that Shaun Wayne Howell has ...
Alberta 2021
Canadian securities regulators seek new members for Mining Technical Advisory and Monitoring Committee Sep 03, 2020 Toronto and Vancouver – The Canadian Securities Administrators (CSA) is inviting...
Alberta 2021
Canadian securities regulators provide comments on the Ontario Capital Markets Modernization Taskforce Consultation Report Sep 03, 2020 Montreal – The securities regulatory authorities of British ...
Alberta 2021
ASC finds Jim Can and Charles Miller engaged in fraudulent pump and dump scheme Aug 27, 2020 CALGARY – August 27, 2020 – The Alberta Securities Commission (ASC) has found that Bluforest Inc., Ce...
Alberta 2021
Canadian securities regulators publish research on investor knowledge, attitudes and behaviour Aug 27, 2020 Vancouver – The Canadian Securities Administrators (CSA) today published findings from a...
Alberta 2021
ASC alleges Roadman Investments Corp. and Luke Montaine breached Alberta securities laws in relation to COVID-19 claims Aug 21, 2020 CALGARY – The Alberta Securities Commission (ASC) has issued a ...
Alberta 2021
Canadian securities regulators reduce regulatory burden related to business acquisition reports Aug 20, 2020 Vancouver and Montreal – The Canadian Securities Administrators (CSA) today published a...
Alberta 2021
Canadian securities administrators publish final amendments to syndicated mortgage regime Aug 06, 2020 Toronto – The Canadian Securities Administrators (CSA) today published [final amendments](/-/...