Ilana Kelemen
Canadian Securities Administrators
[email protected]
For Immediate Release CSA
TORONTO – The Canadian Securities Administrators (CSA) today announced it will host a virtual roundtable on the proposed derivatives business conduct rule, the CSA’s next step towards modernizing the regulatory framework for the OTC derivatives market in Canada. The roundtable will be held on September 28, 2022 from 10:00 a.m. – 12:00 p.m. ET.
Expert panels will explore a number of regulatory, implementation and compliance issues related to the CSA’s plan to adopt a final rule in the upcoming year. The CSA will also provide a status update on other OTC derivatives rules.
The roundtable panellists are:
Industry Panel
- Gregory Aronson, Senior Counsel, Derivatives, TD Bank Group
- Élodie Fleury, Managing Director, Regulatory Change Management, Business Transformation and Governance – Financial Markets, National Bank of Canada
- Melissa Ghislanzoni, General Counsel, Portfolio Management Association of Canada
- Emily O’Donohue, Director and Associate General Counsel, Ontario Teachers’ Pension Plan
Regulatory Panel
- Alison Beer, Senior Legal Counsel, Derivatives, Ontario Securities Commission
- Michael Brady, Deputy Director, British Columbia Securities Commission
- Janice Cherniak, Senior Legal Counsel, Alberta Securities Commission
- Debra Foubert, Director, Compliance and Registrant Regulation Branch, Ontario Securities Commission
- Tammy Wong, Associate Director, OTC Derivatives, National Futures Association
The panels will be moderated by Kevin Fine, Director, Derivatives, Ontario Securities Commission, and Dominique Martin, Director, Oversight of Trading Activities, Autorité des marchés financiers. Attendees will have an opportunity to direct questions to the panels.
To register please click here. A preliminary agenda can be viewed here.
The CSA, the council of the securities regulators of Canada’s provinces and territories, co-ordinates and harmonizes regulation for the Canadian capital markets.
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For media inquiries, please contact:
JP Vecsi
Ontario Securities Commission
[email protected]
For investor inquiries:
- Canadian securities regulators publish two new annual reports: CIRO Oversight Review Report and Activities Report on the Oversight of CIRO and CIPF
- Ontario Securities Commission releases its 2024 Annual Service Commitment Review
- The Ontario Securities Commission and the Autorité des marchés financiers publish multilateral continuous disclosure review and guidance for Independent Review Committees
- OSC opens registration for OSC Dialogue 2024
- Investor Alert: Investors are not required to use claims management companies to communicate with the CSA, CIRO or OBSI