TORONTO – The Canadian Securities Administrators (CSA) today announced it will host a virtual roundtable on the proposed derivatives business conduct rule, the CSA’s next step towards modernizing the regulatory framework for the OTC derivatives market in Canada. The roundtable will be held on September 28, 2022 from 10:00 a.m. – 12:00 p.m. ET.
Expert panels will explore a number of regulatory, implementation and compliance issues related to the CSA’s plan to adopt a final rule in the upcoming year. The CSA will also provide a status update on other OTC derivatives rules.
The roundtable panellists are:
The panels will be moderated by Kevin Fine, Director, Derivatives, Ontario Securities Commission, and Dominique Martin, Director, Oversight of Trading Activities, Autorité des marchés financiers. Attendees will have an opportunity to direct questions to the panels.
The CSA, the council of the securities regulators of Canada’s provinces and territories, co-ordinates and harmonizes regulation for the Canadian capital markets.
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For investor inquiries, please contact your local securities regulator.